Antonio F. Neri - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President and CEO
Signature
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Stock symbol
HPE
Transactions as of
Dec 9, 2022
Transactions value $
$9,915,373
Form type
4
Date filed
12/13/2022, 08:47 PM
Previous filing
Dec 12, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $2.03M +126K +16.31% $16.15 897K Dec 10, 2022 Direct
transaction HPE Common Stock Tax liability -$867K -53.7K -5.98% $16.15 843K Dec 10, 2022 Direct
transaction HPE Common Stock Options Exercise $2.96M +183K +21.75% $16.15 1.03M Dec 10, 2022 Direct
transaction HPE Common Stock Tax liability -$1.17M -72.2K -7.03% $16.15 955K Dec 10, 2022 Direct
transaction HPE Common Stock Options Exercise $2.35M +146K +15.25% $16.15 1.1M Dec 9, 2022 Direct
transaction HPE Common Stock Tax liability -$780K -48.3K -4.39% $16.15 1.05M Dec 9, 2022 Direct
transaction HPE Common Stock Award $2.06M +127K +12.11% $16.15 1.18M Dec 9, 2022 Direct F1
transaction HPE Common Stock Tax liability -$881K -54.5K -4.62% $16.15 1.12M Dec 9, 2022 Direct
transaction HPE Common Stock Award $6.94M +429K +38.18% $16.15 1.55M Dec 9, 2022 Direct F2
transaction HPE Common Stock Tax liability -$2.73M -169K -10.87% $16.15 1.39M Dec 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -126K -100% 0 Dec 10, 2022 Common Stock 126K Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -183K -50% 183K Dec 10, 2022 Common Stock 183K Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -146K -33.33% 291K Dec 9, 2022 Common Stock 146K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/19 the reporting person was granted 339,331 restricted stock units ("RSUs"), 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,683 vested dividend equivalent rights and a de minimus adjustment of 0.1524 due to fractional rounding of the dividend equivalent rights.
F5 As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 11,547 vested dividend equivalent rights and a de minimus adjustment of 0.7075 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,676 vested dividend equivalent rights and a de minimus adjustment of 0.1551 due to fractional rounding of the dividend equivalent rights.