Antonio F. Neri - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: President and CEO
Signature: Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$9,915,373
Form type: 4
Filing time: 13 Dec 2022, 20:47:50 UTC
Previous filing: 12 Dec 2022
Next filing: 19 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$2,031,573	+125,794	+16%	$16.15	897,130	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$867,029	-53,686	-6%	$16.15	843,444	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$2,962,540	+183,439	+22%	$16.15	1,026,883	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$1,165,772	-72,184	-7%	$16.15	954,699	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$2,350,649	+145,551	+15%	$16.15	1,100,250	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$780,336	-48,318	-4.4%	$16.15	1,051,932	09 Dec 2022	Direct
transaction	HPE	Common Stock	Award	$2,057,720	+127,413	+12%	$16.15	1,179,345	09 Dec 2022	Direct	F1
transaction	HPE	Common Stock	Tax liability	$880,821	-54,540	-4.6%	$16.15	1,124,805	09 Dec 2022	Direct
transaction	HPE	Common Stock	Award	$6,936,280	+429,491	+38%	$16.15	1,554,296	09 Dec 2022	Direct	F2
transaction	HPE	Common Stock	Tax liability	$2,729,431	-169,005	-11%	$16.15	1,385,291	09 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-125,794	-100%		0	10 Dec 2022	Common Stock	125,794		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-183,439	-50%		183,438	10 Dec 2022	Common Stock	183,439		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-145,551	-33%		291,102	09 Dec 2022	Common Stock	145,551		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/19 the reporting person was granted 339,331 restricted stock units ("RSUs"), 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,683 vested dividend equivalent rights and a de minimus adjustment of 0.1524 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 11,547 vested dividend equivalent rights and a de minimus adjustment of 0.7075 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,676 vested dividend equivalent rights and a de minimus adjustment of 0.1551 due to fractional rounding of the dividend equivalent rights.