Vishal Agrawal - 15 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Issuer symbol
HUM
Transactions as of
15 Dec 2022
Net transactions value
-$229,509
Form type
4
Filing time
19 Dec 2022, 12:02:10 UTC
Previous filing
01 Mar 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +357 +6.6% $0.000000 5,757 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $82,623 -162 -2.8% $510.02 5,595 15 Dec 2022 Direct F10
transaction HUM Humana Common Options Exercise $0 +329 +5.9% $0.000000 5,924 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $75,993 -149 -2.5% $510.02 5,775 15 Dec 2022 Direct F10
transaction HUM Humana Common Options Exercise $0 +308 +5.3% $0.000000 6,083 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $70,893 -139 -2.3% $510.02 5,944 15 Dec 2022 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -357 -100% $0.000000* 0 15 Dec 2022 Humana Common 357 Direct F6, F7
transaction HUM Restricted Stock Units Options Exercise $0 -329 -50% $0.000000 329 15 Dec 2022 Humana Common 329 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -308 -33% $0.000000 618 15 Dec 2022 Humana Common 308 Direct F6, F9
holding HUM Options 10,577 15 Dec 2022 Humana Common 10,577 $308.31 Direct F1
holding HUM Options 5,388 15 Dec 2022 Humana Common 5,388 $307.96 Direct F2
holding HUM Options 5,372 15 Dec 2022 Humana Common 5,372 $350.79 Direct F3
holding HUM Options 4,057 15 Dec 2022 Humana Common 4,057 $376.61 Direct F4
holding HUM Options 3,356 15 Dec 2022 Humana Common 3,356 $425.06 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.