Vishal Agrawal - 25 Feb 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Issuer symbol
HUM
Transactions as of
25 Feb 2022
Net transactions value
-$619,278
Form type
4
Filing time
01 Mar 2022, 15:23:33 UTC
Previous filing
23 Feb 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3,967 +138% $0.000000 6,846 25 Feb 2022 Direct F10
transaction HUM Humana Common Tax liability $619,278 -1,446 -21% $428.27 5,400 25 Feb 2022 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 10,577 25 Feb 2022 Humana Common 10,577 $308.31 Direct F1
holding HUM Options 5,388 25 Feb 2022 Humana Common 5,388 $307.96 Direct F2
holding HUM Options 5,372 25 Feb 2022 Humana Common 5,372 $350.79 Direct F3
holding HUM Options 4,057 25 Feb 2022 Humana Common 4,057 $376.61 Direct F4
holding HUM Options 3,356 25 Feb 2022 Humana Common 3,356 $425.06 Direct F5
holding HUM Restricted Stock Units 357 25 Feb 2022 Humana Common 357 Direct F6, F7
holding HUM Restricted Stock Units 658 25 Feb 2022 Humana Common 658 Direct F6, F8
holding HUM Restricted Stock Units 926 25 Feb 2022 Humana Common 926 Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Performance Stock Units vesting on 2/25/22, not required to be reported until vest.
F11 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.