Timothy S. Huval - 15 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Issuer symbol
HUM
Transactions as of
15 Dec 2022
Net transactions value
-$588,906
Form type
4
Filing time
19 Dec 2022, 11:30:11 UTC
Previous filing
05 Oct 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +404 +8.1% $0.000000 5,372 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $94,354 -185 -3.4% $510.02 5,187 15 Dec 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +405 +7.8% $0.000000 5,592 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $94,354 -185 -3.3% $510.02 5,407 15 Dec 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +361 +6.7% $0.000000 5,768 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $84,153 -165 -2.9% $510.02 5,603 15 Dec 2022 Direct F9
transaction HUM Humana Common Sale $316,045 -635 -11% $497.71 4,968 16 Dec 2022 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -404 -100% $0.000000* 0 15 Dec 2022 Humana Common 404 Direct F5, F6
transaction HUM Restricted Stock Units Options Exercise $0 -405 -50% $0.000000 406 15 Dec 2022 Humana Common 405 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -361 -33% $0.000000 724 15 Dec 2022 Humana Common 361 Direct F5, F8
holding HUM Options 324 15 Dec 2022 Humana Common 324 $307.96 Direct F1
holding HUM Options 2,030 15 Dec 2022 Humana Common 2,030 $350.79 Direct F2
holding HUM Options 3,336 15 Dec 2022 Humana Common 3,336 $376.61 Direct F3
holding HUM Options 3,932 15 Dec 2022 Humana Common 3,932 $425.06 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.
F10 Price reported is weighted average sales price.