Timothy S. Huval - Sep 20, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Stock symbol
HUM
Transactions as of
Sep 20, 2022
Transactions value $
-$1,180,902
Form type
4
Date filed
10/5/2022, 01:23 PM
Previous filing
May 19, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Gift $0 -800 -13.87% $0.00 4.97K Sep 20, 2022 Direct F9
transaction HUM Humana Common Options Exercise $527K +1.71K +34.46% $307.97 6.68K Sep 20, 2022 Direct
transaction HUM Humana Common Options Exercise $1.42M +4.06K +60.75% $350.79 10.7K Sep 20, 2022 Direct
transaction HUM Humana Common Options Exercise $628K +1.67K +15.52% $376.61 12.4K Sep 20, 2022 Direct
transaction HUM Humana Common Sale -$3.76M -7.44K -59.95% $505.51 4.97K Sep 20, 2022 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Options Exercise $0 -1.71K -84.09% $0.00 324 Sep 20, 2022 Humana Common 1.71K $307.97 Direct F1
transaction HUM Options Options Exercise $0 -4.06K -66.66% $0.00 2.03K Sep 20, 2022 Humana Common 4.06K $350.79 Direct F2
transaction HUM Options Options Exercise $0 -1.67K -33.32% $0.00 3.34K Sep 20, 2022 Humana Common 1.67K $376.61 Direct F3
holding HUM Options 3.93K Sep 20, 2022 Humana Common 3.93K $425.06 Direct F4
holding HUM Restricted Stock Units 404 Sep 20, 2022 Humana Common 404 Direct F5, F6
holding HUM Restricted Stock Units 811 Sep 20, 2022 Humana Common 811 Direct F5, F7
holding HUM Restricted Stock Units 1.09K Sep 20, 2022 Humana Common 1.09K Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Shares disposed of represent a gift/charitable donation, effective September 20, 2022, in which no value was received in return.
F10 Price reported is weighted average sales price.