Zach Long - 14 Nov 2022 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Chief Operations Officer
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long
Issuer symbol
N/A
Transactions as of
14 Nov 2022
Net transactions value
$0
Form type
4
Filing time
08 Dec 2022, 15:39:10 UTC
Previous filing
08 Dec 2022
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +229,348 +183% $0.000000 354,598 14 Nov 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Stock Option (Right to Buy) Award $0 +608,697 $0.000000 608,697 14 Nov 2022 Common Stock 608,697 $10.50 Direct F6
holding VWE Stock Option (Right to Buy) 8,000 14 Nov 2022 Common Stock 8,000 $10.50 Direct F3
holding VWE Stock Option (Right to Buy) 42,000 14 Nov 2022 Common Stock 42,000 $10.50 Direct F4
holding VWE Stock Option (Right to Buy) 50,000 14 Nov 2022 Common Stock 50,000 $10.50 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units ("RSUs") were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest in four equal annual installments commencing on November 14, 2023.
F2 Includes 354,348 RSUs.
F3 25% of the stock options vest on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.
F4 25% of the stock options vest on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
F5 25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
F6 This stock option was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. This option vests in four equal annual installments commencing on November 14, 2023.