Zach Long - 08 Nov 2022 Form 3 Insider Report for Vintage Wine Estates, Inc.

Role
Chief Operations Officer
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long
Issuer symbol
N/A
Transactions as of
08 Nov 2022
Net transactions value
$0
Form type
3
Filing time
08 Dec 2022, 15:31:00 UTC
Next filing
08 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VWE Common Stock 125,250 08 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VWE Stock Option (Right to Buy) 08 Nov 2022 Common Stock 8,000 $10.50 Direct F2
holding VWE Stock Option (Right to Buy) 08 Nov 2022 Common Stock 42,000 $10.50 Direct F3
holding VWE Stock Option (Right to Buy) 08 Nov 2022 Common Stock 50,000 $10.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 125,000 RSUs that vest 25% on each of 12/07/2022, 12/07/2023, 12/07/2024 and 12/07/2025.
F2 25% of the stock options vest on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.
F3 25% of the stock options vest on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
F4 25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.