Dana Staggs - 16 Nov 2022 Form 4 Insider Report for ArrowMark Financial Corp. (BANX)

Role: President
Signature: /s/ Dana Staggs
Issuer symbol: BANX
Transactions as of: 16 Nov 2022
Net transactions value: +$26,160
Form type: 4
Filing time: 08 Dec 2022, 15:10:47 UTC
Previous filing: 17 Jun 2022
Next filing: 15 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BANX	Common Stock	Purchase	$17,460	+1,000	+100%	$17.46	2,001	16 Nov 2022	Direct	F1
transaction	BANX	Common Stock	Purchase	$8,700	+500	+25%	$17.40	2,501	17 Nov 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $17.32 and $17.60, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

Content

The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $17.32 and $17.60, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).