Jeremy Cox - Nov 30, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP Controller and CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol: HPE
Transactions as of: Nov 30, 2022
Transactions value $: -$161,040
Form type: 4
Date filed: 12/1/2022, 05:10 PM
Previous filing: Jul 26, 2022
Next filing: Dec 12, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	-$161K	-10.1K	-25.77%	$16.00	29K	Nov 30, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+249	+0.84%		29.7K	Oct 7, 2022	Common Stock	249		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+152	+0.87%		17.6K	Oct 7, 2022	Common Stock	152		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+318	+0.91%		35.2K	Oct 7, 2022	Common Stock	318		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+52.8	+0.91%		5.85K	Oct 7, 2022	Common Stock	52.8		Direct	F2, F6
transaction	HPE	Restricted Stock Units	Award		+438	+0.94%		47K	Oct 7, 2022	Common Stock	438		Direct	F2, F7
transaction	HPE	Restricted Stock Units	Award		+700	+0.95%		74K	Oct 7, 2022	Common Stock	700		Direct	F2, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 249.0241 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F4	As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.0032 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F6	As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 52.8058 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F7	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 438.3371 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F8	As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 699.5730 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.