Jeremy Cox - Jul 23, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP Controller and CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol: HPE
Transactions as of: Jul 23, 2022
Transactions value $: $277,204
Form type: 4
Date filed: 7/26/2022, 06:48 PM
Previous filing: Jul 11, 2022
Next filing: Dec 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$406K	+29.5K	+155.73%	$13.77	48.4K	Jul 23, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$129K	-9.34K	-19.3%	$13.77	39.1K	Jul 23, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-29.5K	-50%		29.5K	Jul 23, 2022	Common Stock	29.5K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+144	+0.83%		17.4K	Jul 8, 2022	Common Stock	144		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+300	+0.87%		34.9K	Jul 8, 2022	Common Stock	300		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+49.9	+0.87%		5.8K	Jul 8, 2022	Common Stock	49.9		Direct	F1, F5
transaction	HPE	Restricted Stock Units	Award		+414	+0.9%		46.6K	Jul 8, 2022	Common Stock	414		Direct	F1, F6
transaction	HPE	Restricted Stock Units	Award		+661	+0.91%		73.3K	Jul 8, 2022	Common Stock	661		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend.
F3	As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F4	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F5	As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F6	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F7	As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.