Jonathan Sebastiani - Nov 30, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director, Member of 10% owner group
Signature
/s/ Patrick A. Roney, Attorney-in-Fact for Jonathan Sebastiani
Stock symbol
VWE
Transactions as of
Nov 30, 2022
Transactions value $
$0
Form type
4
Date filed
12/1/2022, 03:35 PM
Previous filing
Apr 11, 2022
Next filing
May 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +10.5K +148.16% $0.00 17.6K Nov 30, 2022 Direct F1, F2, F3
holding VWE Common Stock 1.13M Nov 30, 2022 By Sonoma Brands entities F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock award was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. 100% of the restricted stock vests on 11/30/2023.
F2 Includes 10,478 shares of restricted stock.
F3 Includes 7,072 RSUs that vest on 04/07/2023
F4 Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.