Jonathan Sebastiani - Apr 7, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director, Member of 10% owner group
Signature
/s/ Patrick A. Roney, Attorney-in-Fact
Stock symbol
VWE
Transactions as of
Apr 7, 2022
Transactions value $
$0
Form type
4
Date filed
4/11/2022, 07:50 PM
Previous filing
Jun 17, 2021
Next filing
Dec 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +7.07K $0.00 7.07K Apr 7, 2022 Direct F1, F2
holding VWE Common Stock 1.13M Apr 7, 2022 By Sonoma Brands entities F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023.
F2 Includes 7,072 RSUs.
F3 Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.