| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VWE | Common Stock | Purchase | $77.3K | +25K | +15.59% | $3.09 | 185K | Nov 16, 2022 | By IRA | F1 |
| transaction | VWE | Common Stock | Purchase | $80.6K | +25K | +13.48% | $3.23 | 210K | Nov 17, 2022 | By IRA | F2 |
| holding | VWE | Common Stock | 430K | Nov 16, 2022 | Direct | F3 | |||||
| holding | VWE | Common Stock | 6.52M | Nov 16, 2022 | By Patrick A. Roney and Laura G. Roney Trust | F4 |
| Id | Content |
|---|---|
| F1 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.18 to $3.23, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F3 | Includes 430,280 restricted stock units. |
| F4 | Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |