Patrick A. Roney - Nov 16, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Patrick A. Roney
Stock symbol
VWE
Transactions as of
Nov 16, 2022
Transactions value $
$157,925
Form type
4
Date filed
11/18/2022, 03:32 PM
Previous filing
Mar 16, 2022
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $77.3K +25K +15.59% $3.09 185K Nov 16, 2022 By IRA F1
transaction VWE Common Stock Purchase $80.6K +25K +13.48% $3.23 210K Nov 17, 2022 By IRA F2
holding VWE Common Stock 430K Nov 16, 2022 Direct F3
holding VWE Common Stock 6.52M Nov 16, 2022 By Patrick A. Roney and Laura G. Roney Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.18 to $3.23, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Includes 430,280 restricted stock units.
F4 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.