Patrick A. Roney - Mar 14, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Patrick A. Roney
Stock symbol
VWE
Transactions as of
Mar 14, 2022
Transactions value $
$293,466
Form type
4
Date filed
3/16/2022, 04:05 PM
Previous filing
Feb 4, 2022
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $86.2K +10.4K +8.32% $8.29* 135K Mar 14, 2022 By IRA F1
transaction VWE Common Stock Purchase $207K +25K +18.46% $8.29* 160K Mar 15, 2022 By IRA F2
holding VWE Common Stock 430K Mar 14, 2022 Direct F3
holding VWE Common Stock 6.52M Mar 14, 2022 By Patrick A. Roney and Laura G. Roney Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.18 to $8.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.19 to $8.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F3 Includes 430,280 restricted stock units ("RSUs").
F4 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.