Ramesh Kumar - Oct 6, 2022 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Director
Signature
/s/ Ramesh Kumar by Jessica Crespo, his attorney-in-fact
Stock symbol
OCGN
Transactions as of
Oct 6, 2022
Transactions value $
-$5,940
Form type
4
Date filed
10/7/2022, 04:06 PM
Previous filing
Jul 20, 2022
Next filing
Jun 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Options Exercise $2.3K +4.5K $0.51 4.5K Oct 6, 2022 Direct
transaction OCGN Common Stock Sale -$8.24K -4.5K -100% $1.83 0 Oct 6, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCGN Option (Right to Buy) Options Exercise $0 -4.5K -50% $0.00 4.5K Oct 6, 2022 Common Stock 4.5K $0.51 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The options, initially representing a right to purchase 54,000 shares, vest and become exercisable in equal monthly installments over three years commencing on February 2, 2020, subject to continued service with Ocugen, Inc. on the applicable vesting dates.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney