Prime Movers Lab Fund I LP - 23 Aug 2022 Form 4 Insider Report for Vaxxinity, Inc.

Role
10%+ Owner
Signature
Prime Movers Lab Fund I LP /s/ Taylor Frankel, Authorized Person
Issuer symbol
VAXX on OTC
Transactions as of
23 Aug 2022
Net transactions value
-$496,727
Form type
4
Filing time
25 Aug 2022, 18:02:49 UTC
Previous filing
14 Jun 2022
Next filing
08 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAXX Class A Common Stock Sale $19,475 -7,960 -0.35% $2.45 2,258,015 23 Aug 2022 Held by COVAXX PML SPV 1 LP F1, F6, F7
transaction VAXX Class A Common Stock Sale $7,315 -2,990 -0.35% $2.45 848,162 23 Aug 2022 Held by COVAXX PML SPV 2 LP F2, F6, F7
transaction VAXX Class A Common Stock Sale $12,881 -5,265 -0.35% $2.45 1,493,639 23 Aug 2022 Held by COVAXX PML SPV 3 LP F3, F6, F7
transaction VAXX Class A Common Stock Sale $82,658 -33,785 -0.35% $2.45 9,583,460 23 Aug 2022 Direct F5, F6, F7
transaction VAXX Class A Common Stock Sale $47,106 -19,741 -0.87% $2.39 2,238,274 24 Aug 2022 Held by COVAXX PML SPV 1 LP F1, F6, F8
transaction VAXX Class A Common Stock Sale $17,694 -7,415 -0.87% $2.39 840,747 24 Aug 2022 Held by COVAXX PML SPV 2 LP F2, F6, F8
transaction VAXX Class A Common Stock Sale $31,159 -13,058 -0.87% $2.39 1,480,581 24 Aug 2022 Held by COVAXX PML SPV 3 LP F3, F6, F8
transaction VAXX Class A Common Stock Sale $199,930 -83,786 -0.87% $2.39 9,499,674 24 Aug 2022 Direct F5, F6, F8
transaction VAXX Class A common stock Sale $12,499 -5,362 -0.24% $2.33 2,232,912 25 Aug 2022 Held by COVAXX PML SPV 1 LP F1, F6, F9
transaction VAXX Class A common stock Sale $4,695 -2,014 -0.24% $2.33 838,733 25 Aug 2022 Held by COVAXX PML SPV 2 LP F2, F6, F9
transaction VAXX Class A common stock Sale $8,268 -3,547 -0.24% $2.33 1,477,034 25 Aug 2022 Held by COVAXX PML SPV 3 LP F3, F6, F9
transaction VAXX Class A common stock Sale $53,047 -22,757 -0.24% $2.33 9,476,917 25 Aug 2022 Direct F5, F6, F9
holding VAXX Class A Common Stock 3,615,038 23 Aug 2022 Held by Prime Movers Growth Fund 1 LP F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by COVAXX PML SPV 1 LP ("PML SPV 1"). Prime Movers Lab GP I LLC ("PML GP I") is the general partner of Prime Movers Lab Fund I LP ("PML") and PML SPV 1.
F2 Held by COVAXX PML SPV 2 LP ("PML SPV 2"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML SPV 2.
F3 Held by COVAXX PML SPV 3 LP ("PML SPV 3"). PML GP II is the general partner of PML SPV 3.
F4 Held by Prime Movers Growth Fund 1 LP ("PMG"). Prime Movers Growth GP I LLC ("PMG GP") is the general partner of PMG.
F5 Held by PML. PML GP I is the general partner of PML.
F6 Dakin Sloss is the manager of PML GP I, PML GP II and PMG GP, and may be deemed to beneficially own the securities held by PML, PMG, PML SPV 1, PML SPV 2 and PML SPV 3. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
F7 The price of $2.4466 per share represents a weighted average of purchase prices ranging from $2.35 to $2.54 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F8 The price of $2.3862 per share represents a weighted average of purchase prices ranging from $2.38 to $2.45 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F9 The price of $2.3310 per share represents a weighted average of purchase prices ranging from $2.31 to $2.40 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.