Roberto Walker - Aug 18, 2022 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: EVP, Principal Latin American
Signature: Alex P. Montz
Stock symbol: PFG
Transactions as of: Aug 18, 2022
Transactions value $: -$2,187,669
Form type: 4
Date filed: 8/22/2022, 10:32 AM
Previous filing: Aug 18, 2022
Next filing: Aug 23, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$461K	+15K	+34.88%	$30.70	58K	Aug 18, 2022	Direct
transaction	PFG	Common Stock	Sale	-$1.18M	-15K	-25.86%	$78.34	43K	Aug 18, 2022	Direct	F1
transaction	PFG	Common Stock	Award	$398K	+13K	+30.17%	$30.70	56K	Aug 19, 2022	Direct
transaction	PFG	Common Stock	Sale	-$1.01M	-13K	-23.18%	$78.04	43K	Aug 19, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	-$163K	-5.33K	-100%	$30.70	0	Aug 18, 2022	Common Stock	5.33K	$30.70	Direct
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	-$297K	-9.68K	-85.43%	$30.70	1.65K	Aug 18, 2022	Common Stock	9.68K	$30.70	Direct
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	-$50.7K	-1.65K	-100%	$30.70	0	Aug 19, 2022	Common Stock	1.65K	$30.70	Direct
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	-$348K	-11.3K	-100%	$30.70	0	Aug 19, 2022	Common Stock	11.3K	$30.70	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.18 to $78.50, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.18 to $78.50, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.