Roberto Walker - 17 Aug 2022 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
EVP, Principal Latin American
Signature
Alex P. Montz
Issuer symbol
PFG
Transactions as of
17 Aug 2022
Net transactions value
-$471,480
Form type
4
Filing time
18 Aug 2022, 14:25:16 UTC
Previous filing
28 Jun 2022
Next filing
22 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $184,200 +6,000 +14% $30.70 49,008 17 Aug 2022 Direct
transaction PFG Common Stock Sale $471,480 -6,000 -12% $78.58 43,008 17 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Employee Stock Option (Right to Buy) Options Exercise $184,200 -6,000 -53% $30.70 5,325 17 Aug 2022 Common Stock 6,000 $30.70 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.31 to $78.60, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.