Thomas E. Polen Jr. - 15 Aug 2022 Form 4 Insider Report for BECTON DICKINSON & CO (BDX)

Signature
Donna Kalazdy, by power of attorney for Thomas E. Polen, Jr.
Issuer symbol
BDX
Transactions as of
15 Aug 2022
Net transactions value
-$1,458,300
Form type
4
Filing time
17 Aug 2022, 07:19:19 UTC
Previous filing
11 Aug 2022
Next filing
29 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDX Common Stock Options Exercise $2,518,650 +15,000 +52% $167.91 43,878 15 Aug 2022 Direct
transaction BDX Common Stock Disposed to Issuer $1,458,215 -5,500 -13% $265.13 38,378 15 Aug 2022 Direct
transaction BDX Common Stock Sale $2,518,735 -9,500 -25% $265.13 28,878 15 Aug 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BDX Stock Appreciation Rights Options Exercise $0 -15,000 -50% $0.000000 15,184 15 Aug 2022 Common Stock 15,000 $167.91 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $263.79 through $265.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022.
F2 Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person.
F3 Award terms reflect adjustments made in connection with the spin-off of Embecta Corp.
F4 The stock appreciation rights vest in four annual installments beginning November 26, 2017.