Thomas E. Polen Jr. - 09 Aug 2022 Form 4 Insider Report for BECTON DICKINSON & CO (BDX)

Signature
Gary DeFazio, by power of attorney for Thomas E. Polen, Jr.
Issuer symbol
BDX
Transactions as of
09 Aug 2022
Net transactions value
-$429,624
Form type
4
Filing time
11 Aug 2022, 16:23:37 UTC
Previous filing
30 Nov 2021
Next filing
17 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDX Common Stock Options Exercise $564,876 +3,825 +13% $147.68 32,703 09 Aug 2022 Direct
transaction BDX Common Stock Disposed to Issuer $564,980 -2,173 -6.6% $260.00 30,530 09 Aug 2022 Direct
transaction BDX Common Stock Sale $429,520 -1,652 -5.4% $260.00 28,878 09 Aug 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BDX Stock Appreciation Rights Options Exercise $0 -3,825 -100% $0.000000* 0 09 Aug 2022 Common Stock 3,825 $147.68 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.03. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022.
F2 Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person.
F3 Award terms reflect adjustments made in connection with the spin-off of Embecta Corp.
F4 The stock appreciation rights vest in four annual installments beginning November 26, 2016.