Phil Mottram - May 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Intelligent Edge
Signature: Derek Windham Attorney-in-Fact for Philip J. Mottram
Stock symbol: HPE
Transactions as of: May 9, 2022
Transactions value $: $60,366
Form type: 4
Date filed: 5/11/2022, 07:19 PM
Previous filing: Dec 13, 2021
Next filing: Jun 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$92.3K	+5.83K	+24.62%	$15.84	29.5K	May 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$31.9K	-2.02K	-6.83%	$15.84	27.5K	May 9, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-5.83K	-100%		0	May 9, 2022	Common Stock	5.83K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+76.1	+1.34%		5.75K	Jan 7, 2022	Common Stock	76.1		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+477	+1.4%		34.6K	Jan 7, 2022	Common Stock	477		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+679	+1.42%		48.4K	Jan 7, 2022	Common Stock	679		Direct	F1, F5
transaction	HPE	Restricted Stock Units	Award		+1.41K	+1.45%		98.9K	Jan 7, 2022	Common Stock	1.41K		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.
F3	.As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8546 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.2124 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F4	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2014 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 245.9925 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F5	As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 329.1909 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 350.2509 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F6	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.