Phil Mottram - 09 May 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 May 2022, 19:19:01 UTC
Prior SEC filing
13 Dec 2021
Next SEC filing
01 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Derek Windham Attorney-in-Fact for Philip J. Mottram
Filing notes and source

Key filing fact

Phil Mottram filed Form 4 for Hewlett Packard Enterprise Co (HPE) on 11 May 2022.

Key facts

  • This page summarizes Phil Mottram's Form 4 filing for Hewlett Packard Enterprise Co (HPE).
  • 7 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 11 May 2022, 19:19.

Change

  • Previous filing in this sequence was filed on 13 Dec 2021.
  • Current net transaction value: +$60,366.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HPE transaction

Common Stock

Options Exercise

Transaction value
$92,300
Shares
+5,827
Change %
+25%
Price
$15.84
Shares after
29,499
Date
09 May 2022
Ownership
Direct
HPE transaction

Common Stock

Tax liability

Transaction value
$31,933
Shares
-2,016
Change %
-6.8%
Price
$15.84
Shares after
27,483
Date
09 May 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPE transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-5,827
Change %
-100%
Price
Shares after
0
Date
09 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,827
Exercise price
Footnotes
F1, F2
HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+76
Change %
+1.3%
Price
Shares after
5,751
Date
07 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
76
Exercise price
Footnotes
F1, F3
HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+477
Change %
+1.4%
Price
Shares after
34,602
Date
07 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
477
Exercise price
Footnotes
F1, F4
HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+679
Change %
+1.4%
Price
Shares after
48,445
Date
07 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
679
Exercise price
Footnotes
F1, F5
HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+1,410
Change %
+1.4%
Price
Shares after
98,939
Date
07 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,410
Exercise price
Footnotes
F1, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F2

As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.

Footnote F3

.As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8546 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.2124 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

Footnote F4

As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2014 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 245.9925 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

Footnote F5

As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 329.1909 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 350.2509 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

Footnote F6

As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

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