Phil Mottram - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President, Intelligent Edge
Signature
Derek Windham Attorney-in-Fact for Philip J. Mottram
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$226,234
Form type
4
Filing time
13 Dec 2021, 16:49:28 UTC
Previous filing
10 Jun 2021
Next filing
11 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $80,020 +5,261 +60% $15.21 14,059 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $27,682 -1,820 -13% $15.21 12,239 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $6,327 +416 +3.4% $15.21 12,655 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $2,190 -144 -1.1% $15.21 12,511 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $250,980 +16,501 +132% $15.21 29,012 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $86,803 -5,707 -20% $15.21 23,305 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $8,548 +562 +2.4% $15.21 23,867 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $2,966 -195 -0.82% $15.21 23,672 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +87 +1.5% 5,751 07 Jul 2021 Common Stock 87 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -5,261 -48% 5,675 10 Dec 2021 Common Stock 5,261 Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -16,501 -33% 34,125 10 Dec 2021 Common Stock 16,501 Direct F1, F4
transaction HPE Restricted Stock Units Award +774 +1.6% 47,766 07 Jul 2021 Common Stock 774 Direct F1, F5
transaction HPE Restricted Stock Units Award +97,529 97,529 09 Dec 2021 Common Stock 97,529 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F3 As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend.
F4 As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.
F5 As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F6 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.