John F. Schultz - Apr 3, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Derek Windham as Attorney-in-Fact for John F. Schultz
Stock symbol
HPE
Transactions as of
Apr 3, 2022
Transactions value $
$1,355,931
Form type
4
Date filed
4/5/2022, 06:54 PM
Previous filing
Dec 17, 2021
Next filing
Jun 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $2.17M +133K +85.67% $16.29 289K Apr 3, 2022 Direct F1
transaction HPE Common Stock Tax liability -$819K -50.3K -17.37% $16.29 239K Apr 3, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -133K -100% 0 Apr 3, 2022 Common Stock 133K Direct F2, F3
transaction HPE Restricted Stock Units Award +247 +0.65% 38.4K Jan 7, 2022 Common Stock 247 Direct F2, F4
transaction HPE Restricted Stock Units Award +800 +0.68% 119K Jan 7, 2022 Common Stock 800 Direct F2, F5
transaction HPE Restricted Stock Units Award +1.14K +0.7% 164K Jan 7, 2022 Common Stock 1.14K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total beneficial ownership includes the acquisition of 4.3710 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend.
F4 As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 247.0753 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F5 As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 799.7338 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F6 As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,138.6970 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.