JOHN F. SCHULTZ - 03 Apr 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Derek Windham as Attorney-in-Fact for John F. Schultz
Issuer symbol: HPE
Transactions as of: 03 Apr 2022
Net transactions value: +$1,355,931
Form type: 4
Filing time: 05 Apr 2022, 18:54:28 UTC
Previous filing: 17 Dec 2021
Next filing: 23 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$2,174,699	+133,499	+86%	$16.29	289,332	03 Apr 2022	Direct	F1
transaction	HPE	Common Stock	Tax liability	$818,768	-50,262	-17%	$16.29	239,070	03 Apr 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-133,499	-100%		0	03 Apr 2022	Common Stock	133,499		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+247	+0.65%		38,424	07 Jan 2022	Common Stock	247		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+800	+0.68%		119,004	07 Jan 2022	Common Stock	800		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+1,139	+0.7%		163,688	07 Jan 2022	Common Stock	1,139		Direct	F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes the acquisition of 4.3710 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend.
F4	As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 247.0753 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F5	As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 799.7338 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F6	As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,138.6970 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.