John F. Schultz - Dec 15, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Derek Windham as Attorney-in-Fact for John F. Schultz
Stock symbol
HPE
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 05:51 PM
Previous filing
Dec 13, 2021
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $79.9K +5.4K +3.47% $14.79 161K Dec 15, 2021 Direct
transaction HPE Common Stock Tax liability -$79.9K -5.4K -3.35% $14.79 156K Dec 15, 2021 Direct
transaction HPE Common Stock Options Exercise $23K +1.56K +1% $14.79 157K Dec 15, 2021 Direct
transaction HPE Common Stock Tax liability -$23K -1.56K -0.99% $14.79 156K Dec 15, 2021 Direct
transaction HPE Common Stock Options Exercise $70.8K +4.79K +3.07% $14.79 161K Dec 15, 2021 Direct
transaction HPE Common Stock Tax liability -$70.8K -4.79K -2.98% $14.79 156K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -5.4K -3.91% 133K Dec 15, 2021 Common Stock 5.4K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -1.56K -3.92% 38.1K Dec 15, 2021 Common Stock 1.56K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -4.78K -3.89% 118K Dec 15, 2021 Common Stock 4.78K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F4 As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.