JOHN F. SCHULTZ - 15 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Derek Windham as Attorney-in-Fact for John F. Schultz
Issuer symbol: HPE
Transactions as of: 15 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 17 Dec 2021, 17:51:09 UTC
Previous filing: 13 Dec 2021
Next filing: 05 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$79,925	+5,404	+3.5%	$14.79	161,233	15 Dec 2021	Direct
transaction	HPE	Common Stock	Tax liability	$79,925	-5,404	-3.4%	$14.79	155,829	15 Dec 2021	Direct
transaction	HPE	Common Stock	Options Exercise	$23,028	+1,557	+1%	$14.79	157,386	15 Dec 2021	Direct
transaction	HPE	Common Stock	Tax liability	$23,028	-1,557	-0.99%	$14.79	155,829	15 Dec 2021	Direct
transaction	HPE	Common Stock	Options Exercise	$70,815	+4,788	+3.1%	$14.79	160,617	15 Dec 2021	Direct
transaction	HPE	Common Stock	Tax liability	$70,815	-4,788	-3%	$14.79	155,829	15 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-5,404	-3.9%		132,653	15 Dec 2021	Common Stock	5,404		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-1,557	-3.9%		38,117	15 Dec 2021	Common Stock	1,557		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-4,778	-3.9%		118,204	15 Dec 2021	Common Stock	4,778		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3	As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F4	As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.