Cynthia H. Zipperle - 31 Mar 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
SVP, Chief Acct Officer & Cont
Signature
Cynthia H. Zipperle
Issuer symbol
HUM
Transactions as of
31 Mar 2022
Net transactions value
$0
Form type
4
Filing time
31 Mar 2022, 09:36:59 UTC
Previous filing
24 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 5,723 31 Mar 2022 Direct
holding HUM Humana Common 905 31 Mar 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Restricted Stock Units 238 31 Mar 2022 Humana Common 238 Direct F2, F3
holding HUM Restricted Stock Units 410 31 Mar 2022 Humana Common 410 Direct F2, F4
holding HUM Phantom Stock Units 302 31 Mar 2022 Humana Common 302 See Footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Cynthia H. Zipperle is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F4 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5 Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.