Sanjiv Lamba - Mar 8, 2022 Form 4 Insider Report for LINDE PLC (LIN)

Role
Chief Executive Officer
Signature
Anthony M. Pepper as attorney-in-fact
Stock symbol
LIN
Transactions as of
Mar 8, 2022
Transactions value $
$1,007,325
Form type
4
Date filed
3/8/2022, 02:05 PM
Previous filing
Mar 9, 2022
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Purchase $1.01M +3.75K +12.53% $268.62 33.7K Mar 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIN Restricted Stock Units 3.9K Mar 8, 2022 Ordinary Shares 3.9K Direct F2
holding LIN Restricted Stock Units 3.09K Mar 8, 2022 Ordinary Shares 3.09K Direct F3
holding LIN Restricted Stock Units 3.59K Mar 8, 2022 Ordinary Shares 3.59K Direct F5
holding LIN Stock Option (right to buy) 41K Mar 8, 2022 Ordinary Shares 41K $253.68 Direct F6
holding LIN Stock Option (right to buy) 37.6K Mar 8, 2022 Ordinary Shares 37.6K $173.13 Direct F7
holding LIN Stock Option (right to buy) 2.84K Mar 8, 2022 Ordinary Shares 2.84K $1.92 Direct F4
holding LIN Stock Option (right to buy) 40.5K Mar 8, 2022 Ordinary Shares 40.5K $176.63 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average purchase price. The per share purchase prices ranged from $268.54 to $269.27. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price
F2 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F3 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4 Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F7 Stock options have been granted pursuant to the Business Combination Agreement among Praxair, Inc., Linde AG, Linde plc and certain of their affiliates, dated June 1, 2017, as amended (the "BCA"). The stock options replace certain previously granted equity awards granted by Linde AG that were terminated in connection with the closing of the Business Combination of Praxair, Inc. and Linde AG that occurred on October 31, 2018. A more detailed explanation of these stock option replacement awards is discussed in the Linde plc Registration Statement on Form S-4 (Amendment No. 4) filed with the SEC on August 11, 2017 under the section titled "The Business Combination - Interests of Directors, Board Members and Executive Officers in the Business Combination - Linde AG - Treatment of Equity Awards" on pages 183-187.
F8 This option vests over three years in three consecutive equal annual installments beginning March 20, 2020.