Junge Zhang - 03 Mar 2022 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Director
Signature
/s/ Junge Zhang by Sanjay Subramanian, his attorney-in-fact
Issuer symbol
OCGN
Transactions as of
03 Mar 2022
Net transactions value
+$109,560
Form type
4
Filing time
04 Mar 2022, 15:03:26 UTC
Previous filing
17 Dec 2021
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Options Exercise $19,890 +39,000 $0.5100 39,000 03 Mar 2022 Direct
transaction OCGN Common Stock Options Exercise $89,670 +49,000 +126% $1.83 88,000 03 Mar 2022 Direct
holding OCGN Common Stock 876,904 03 Mar 2022 By: Gupiao Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCGN Option (Right to Buy) Options Exercise $0 +39,000 $0.000000 15,000 03 Mar 2022 Common Stock 39,000 $0.5100 Direct F1
transaction OCGN Option (Right to Buy) Options Exercise $0 +49,000 +175% $0.000000 77,000 03 Mar 2022 Common Stock 49,000 $1.83 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options, initially representing a right to purchase 54,000 shares, vest and become exercisable in equal installments over three years commencing on February 2, 2020, subject to continued service with Ocugen, Inc. (the "Company") on the applicable vesting dates.
F2 The options, initially representing a right to purchase 126,000 shares, vest and become exercisable in equal installments over three years commencing on February 1, 2021, subject to continued service with the Company on the applicable vesting dates.