Junge Zhang - Mar 3, 2022 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Director
Signature
/s/ Junge Zhang by Sanjay Subramanian, his attorney-in-fact
Stock symbol
OCGN
Transactions as of
Mar 3, 2022
Transactions value $
$109,560
Form type
4
Date filed
3/4/2022, 03:03 PM
Previous filing
Dec 17, 2021
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Options Exercise $19.9K +39K $0.51 39K Mar 3, 2022 Direct
transaction OCGN Common Stock Options Exercise $89.7K +49K +125.64% $1.83 88K Mar 3, 2022 Direct
holding OCGN Common Stock 877K Mar 3, 2022 By: Gupiao Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCGN Option (Right to Buy) Options Exercise $0 +39K $0.00 15K Mar 3, 2022 Common Stock 39K $0.51 Direct F1
transaction OCGN Option (Right to Buy) Options Exercise $0 +49K +175% $0.00 77K Mar 3, 2022 Common Stock 49K $1.83 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options, initially representing a right to purchase 54,000 shares, vest and become exercisable in equal installments over three years commencing on February 2, 2020, subject to continued service with Ocugen, Inc. (the "Company") on the applicable vesting dates.
F2 The options, initially representing a right to purchase 126,000 shares, vest and become exercisable in equal installments over three years commencing on February 1, 2021, subject to continued service with the Company on the applicable vesting dates.