William Shrank - Feb 21, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Medical Officer
Signature
William H. Shrank
Stock symbol
HUM
Transactions as of
Feb 21, 2022
Transactions value $
$0
Form type
4
Date filed
2/23/2022, 04:35 PM
Previous filing
Dec 17, 2021
Next filing
May 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 1.28K Feb 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +3.17K $0.00 3.17K Feb 21, 2022 Humana Common 3.17K $425.06 Direct F4
transaction HUM Restricted Stock Units Award $0 +873 $0.00 873 Feb 21, 2022 Humana Common 873 Direct F5, F9
holding HUM Options 6.84K Feb 21, 2022 Humana Common 6.84K $248.01 Direct F1
holding HUM Options 5.37K Feb 21, 2022 Humana Common 5.37K $350.79 Direct F2
holding HUM Options 4.06K Feb 21, 2022 Humana Common 4.06K $376.61 Direct F3
holding HUM Restricted Stock Units 504 Feb 21, 2022 Humana Common 504 Direct F5, F6
holding HUM Restricted Stock Units 357 Feb 21, 2022 Humana Common 357 Direct F5, F7
holding HUM Restricted Stock Units 658 Feb 21, 2022 Humana Common 658 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 5/1/19, vesting in three increments from 5/1/20 to 5/1/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22.
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.