William Shrank - Dec 15, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Medical Officer
Signature
William H. Shrank
Stock symbol
HUM
Transactions as of
Dec 15, 2021
Transactions value $
-$149,911
Form type
4
Date filed
12/17/2021, 10:23 AM
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +356 +38.7% $0.00 1.28K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$78.2K -170 -13.32% $459.85 1.11K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +328 +29.66% $0.00 1.43K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$71.7K -156 -10.88% $459.85 1.28K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -356 -49.93% $0.00 357 Dec 15, 2021 Humana Common 356 Direct F4, F6
transaction HUM Restricted Stock Units Options Exercise $0 -328 -33.27% $0.00 658 Dec 15, 2021 Humana Common 328 Direct F4, F7
holding HUM Options 6.84K Dec 15, 2021 Humana Common 6.84K $248.01 Direct F1
holding HUM Options 5.37K Dec 15, 2021 Humana Common 5.37K $350.79 Direct F2
holding HUM Options 4.06K Dec 15, 2021 Humana Common 4.06K $376.61 Direct F3
holding HUM Restricted Stock Units 504 Dec 15, 2021 Humana Common 504 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 5/1/19, vesting in three increments from 5/1/20 to 5/1/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22.
F6 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.