Jeff T. Ricci - Dec 14, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Controller & PAO
Signature
Derek Windham as Attorney-in-Fact for Jeff T. Ricci
Stock symbol
HPE
Transactions as of
Dec 14, 2021
Transactions value $
-$450,279
Form type
4
Date filed
12/16/2021, 06:41 PM
Previous filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$450K -30.9K -100% $14.55 0 Dec 14, 2021 Direct F1
transaction HPE Common Stock Options Exercise $18.3K +1.24K $14.79 1.24K Dec 15, 2021 Direct
transaction HPE Common Stock Tax liability -$18.3K -1.24K -100% $14.79 0 Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -1.24K -3.35% 35.7K Dec 15, 2021 Common Stock 1.24K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.