Jeff T. Ricci - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Controller & PAO
Signature
Derek Windham as Attorney-in-Fact for Jeff T. Ricci
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$470,704
Form type
4
Date filed
12/13/2021, 04:49 PM
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $202K +13.3K $15.21 13.3K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$65K -4.27K -32.23% $15.21 8.98K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $22.6K +1.49K +16.57% $15.21 10.5K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$7.83K -515 -4.92% $15.21 9.95K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $185K +12.2K +122.46% $15.21 22.1K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$59.8K -3.93K -17.75% $15.21 18.2K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $15K +983 +5.4% $15.21 19.2K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$5.17K -340 -1.77% $15.21 18.9K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $272K +17.9K +94.81% $15.21 36.7K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$94K -6.18K -16.83% $15.21 30.5K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $9.26K +609 +1.99% $15.21 31.2K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$3.21K -211 -0.68% $15.21 30.9K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -13.3K -100% 0 Dec 10, 2021 Common Stock 13.3K Direct F1, F2, F3
transaction HPE Restricted Stock Units Options Exercise -12.2K -48.06% 13.2K Dec 10, 2021 Common Stock 12.2K Direct F1, F4, F5
transaction HPE Restricted Stock Units Options Exercise -17.9K -32.59% 37K Dec 10, 2021 Common Stock 17.9K Direct F1, F6, F7
transaction HPE Restricted Stock Units Award +48.8K 48.8K Dec 9, 2021 Common Stock 48.8K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F3 The number of derivative securities in column 5 also includes 1,488 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7057 due to fractional rounding of the dividend.
F4 As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5 The number of derivative securities in column 5 also includes 983 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6230 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7 The number of derivative securities in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend.
F8 On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.