Jeff T. Ricci - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Controller & PAO
Signature
Derek Windham as Attorney-in-Fact for Jeff T. Ricci
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$470,704
Form type
4
Filing time
13 Dec 2021, 16:49:05 UTC
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $201,548 +13,251 $15.21 13,251 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $64,962 -4,271 -32% $15.21 8,980 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $22,632 +1,488 +17% $15.21 10,468 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $7,833 -515 -4.9% $15.21 9,953 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $185,379 +12,188 +122% $15.21 22,141 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $59,760 -3,929 -18% $15.21 18,212 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $14,951 +983 +5.4% $15.21 19,195 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $5,171 -340 -1.8% $15.21 18,855 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $271,894 +17,876 +95% $15.21 36,731 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $94,028 -6,182 -17% $15.21 30,549 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $9,263 +609 +2% $15.21 31,158 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $3,209 -211 -0.68% $15.21 30,947 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -13,251 -100% 0 10 Dec 2021 Common Stock 13,251 Direct F1, F2, F3
transaction HPE Restricted Stock Units Options Exercise -12,188 -48% 13,170 10 Dec 2021 Common Stock 12,188 Direct F1, F4, F5
transaction HPE Restricted Stock Units Options Exercise -17,876 -33% 36,968 10 Dec 2021 Common Stock 17,876 Direct F1, F6, F7
transaction HPE Restricted Stock Units Award +48,765 48,765 09 Dec 2021 Common Stock 48,765 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F3 The number of derivative securities in column 5 also includes 1,488 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7057 due to fractional rounding of the dividend.
F4 As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5 The number of derivative securities in column 5 also includes 983 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6230 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7 The number of derivative securities in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend.
F8 On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.