John W. Garratt - Dec 3, 2021 Form 4 Insider Report for DOLLAR GENERAL CORP (DG)

Role
Chief Financial Officer
Signature
/s/ John Garratt
Stock symbol
DG
Transactions as of
Dec 3, 2021
Transactions value $
-$3,205,554
Form type
4
Date filed
12/7/2021, 03:39 PM
Previous filing
Jun 2, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DG Common Stock Options Exercise $1.17M +12.6K +50.93% $92.98 37.4K Dec 3, 2021 Direct
transaction DG Common Stock Options Exercise $1.27M +10.8K +28.94% $117.13 48.3K Dec 3, 2021 Direct
transaction DG Common Stock Options Exercise $919K +5.94K +12.31% $154.53 54.2K Dec 3, 2021 Direct
transaction DG Common Stock Sale -$5.16M -23.1K -42.63% $223.20 31.1K Dec 3, 2021 Direct F1
transaction DG Common Stock Sale -$1.41M -6.3K -20.25% $223.70 24.8K Dec 3, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DG Employee Stock Option (Right to Buy) Options Exercise $0 -12.6K -64.75% $0.00 6.88K Dec 3, 2021 Common Stock 12.6K $92.98 Direct F3, F4
transaction DG Employee Stock Option (Right to Buy) Options Exercise $0 -10.8K -50.01% $0.00 10.8K Dec 3, 2021 Common Stock 10.8K $117.13 Direct F5, F6
transaction DG Employee Stock Option (Right to Buy) Options Exercise $0 -5.94K -25% $0.00 17.8K Dec 3, 2021 Common Stock 5.94K $154.53 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $222.58 to $223.575, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $223.59 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The option vested as to 5,756 shares on April 1, 2020 and as to 6,877 shares on April 1, 2021.
F4 The number of securities reported in the first row of Column 9 represents 6,877 options that are scheduled to vest on April 1, 2022.
F5 The option vested as to 5,419 shares on April 1, 2020 and as to 5,416 shares on April 1, 2021.
F6 The number of securities reported in the second row of Column 9 represents 5,416 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023.
F7 The number of securities reported in the third row of Column 9 represents 5,943 options that are scheduled to vest on each of April 1, 2022, April 1, 2023, and April 1, 2024.