John W. Garratt - May 28, 2021 Form 4 Insider Report for DOLLAR GENERAL CORP (DG)

Role
EVP & Chief Financial Officer
Signature
/s/ John Garratt
Stock symbol
DG
Transactions as of
May 28, 2021
Transactions value $
-$3,714,064
Form type
4
Date filed
6/2/2021, 12:40 PM
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DG Common Stock Options Exercise $1.09M +12.9K +51.96% $84.67 37.7K May 28, 2021 Direct
transaction DG Common Stock Options Exercise $666K +9.42K +24.99% $70.68 47.1K May 28, 2021 Direct
transaction DG Common Stock Options Exercise $744K +8K +16.98% $92.98 55.1K May 28, 2021 Direct
transaction DG Common Stock Sale -$6.22M -30.3K -54.99% $205.05 24.8K May 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DG Employee Stock Option (Right to Buy) Options Exercise $0 -12.9K -100% $0.00* 0 May 28, 2021 Common Stock 12.9K $84.67 Direct F2
transaction DG Employee Stock Option (Right to Buy) Options Exercise $0 -9.42K -100% $0.00* 0 May 28, 2021 Common Stock 9.42K $70.68 Direct
transaction DG Employee Stock Option (Right to Buy) Options Exercise $0 -8K -29.08% $0.00 19.5K May 28, 2021 Common Stock 8K $92.98 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $205.00 to $205.25, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The option vested as to 4,668 shares on April 1, 2019 and 8,222 shares on April 1, 2020.
F3 The option vested as to 6,879 shares on April 1, 2019 and 1,121 shares on April 1, 2020.
F4 The number of securities in Row 3 of Column 9 represents 5,756 options vested on April 1, 2020, 6,877 options vested on April 1, 2021, and 6,877 options scheduled to vest on April 1, 2022.