Lisa Ann Pauley - 29 Nov 2021 Form 4 Insider Report for BALL Corp (BALL)

Role
EVP, HR & Administration
Signature
/s/ Charles E. Baker, attorney-in-fact for Ms. Pauley
Issuer symbol
BALL
Transactions as of
29 Nov 2021
Net transactions value
$0
Form type
4
Filing time
29 Nov 2021, 18:13:43 UTC
Previous filing
11 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BALL Common Stock 211,144 29 Nov 2021 Direct F1
holding BALL Common Stock 6,244 29 Nov 2021 401(k) Plan F1, F2
holding BALL Common Stock 283,476 29 Nov 2021 By Spouse F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BALL Deferred Compensation Company Stock Plan 208,797 29 Nov 2021 Common Stock 208,797 Direct F1, F4, F5
holding BALL Restricted Stock Units 18,599 29 Nov 2021 Common Stock 18,599 Direct F1, F6
holding BALL Stock Appreciation Rights (sars) 41,000 29 Nov 2021 Common Stock 41,000 $22.96 Direct F1
holding BALL Stock Appreciation Rights (sars) 41,200 29 Nov 2021 Common Stock 41,200 $24.54 Direct F1
holding BALL Stock Appreciation Rights (sars) 34,930 29 Nov 2021 Common Stock 34,930 $33.08 Direct F1
holding BALL Stock Appreciation Rights (sars) 27,774 29 Nov 2021 Common Stock 27,774 $33.05 Direct F1
holding BALL Stock Appreciation Rights (sars) 39,812 29 Nov 2021 Common Stock 39,812 $38.38 Direct F1
holding BALL Stock Option (Right to Buy) 41,896 29 Nov 2021 Common Stock 41,896 $38.84 Direct F1
holding BALL Stock Option (Right to Buy) 32,508 29 Nov 2021 Common Stock 32,508 $50.78 Direct F1
holding BALL Stock Option (Right to Buy) 26,302 29 Nov 2021 Common Stock 26,302 $72.59 Direct F1
holding BALL Stock Option (Right to Buy) 22,727 29 Nov 2021 Common Stock 22,727 $85.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Lisa Ann Pauley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F2 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3 The reporting person expressly disclaims beneficial ownership of these securities.
F4 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.