Roelof Botha - Nov 23, 2021 Form 4 Insider Report for Unity Software Inc. (U)

Signature
/s/ Jung Yeon Son, Attorney-in-fact for Roelof Botha
Stock symbol
U
Transactions as of
Nov 23, 2021
Transactions value $
$0
Form type
4
Date filed
11/26/2021, 03:09 PM
Previous filing
Nov 22, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction U Common Stock Other $0 +2.49K +0.18% $0.00 1.43M Nov 23, 2021 By estate planning vehicle F1
holding U Common Stock 10.1M Nov 23, 2021 Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. F2, F3
holding U Common Stock 13.5M Nov 23, 2021 Sequoia Capital XII, L.P. F2, F3
holding U Common Stock 2.06M Nov 23, 2021 Sequoia Capital XII Principals Fund, LLC F2, F3
holding U Common Stock 721K Nov 23, 2021 Sequoia Technology Partners XII, L.P. F2, F3
holding U Common Stock 8.85M Nov 23, 2021 Sequoia Capital Global Growth Fund, L.P. F2, F3
holding U Common Stock 321K Nov 23, 2021 Sequoia Capital Global Growth Principals Fund, L.P. F2, F3
holding U Common Stock 3.79M Nov 23, 2021 Sequoia Capital U.S. Growth Fund VI, L.P. F2, F3
holding U Common Stock 271K Nov 23, 2021 Sequoia Capital U.S. Growth VI Principals Fund, L.P. F2, F3
holding U Common Stock 1.75M Nov 23, 2021 By Sequoia Grove II, LLC F5
holding U Common Stock 17.3K Nov 23, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were received as part of a pro rata distribution-in-kind to the limited partners of an investment fund in which the reporting person's estate planning vehicle is a limited partner.
F2 The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). The Reporting Person is a managing member and shareholder of SC XII Management, LLC, which is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII),
F3 (continued from footnote 2) and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). The Reporting Person disclaims beneficial ownership of the securities included in this report, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4 Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the date of the Issuer's first annual meeting of stockholders that occurs following the completion of the Issuer's initial public offering, subject to the Reporting Person's continued service through that date.
F5 The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.