Roelof Botha - Nov 18, 2021 Form 4 Insider Report for Unity Software Inc. (U)

Signature
/s/ Jung Yeon Son, Attorney-in-fact for Roelof Botha
Stock symbol
U
Transactions as of
Nov 18, 2021
Transactions value $
$0
Form type
4
Date filed
11/22/2021, 07:35 PM
Previous filing
Nov 12, 2021
Next filing
Nov 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction U Common Stock Other -1.13M -10% 10.1M Nov 18, 2021 Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. F1, F2, F3
transaction U Common Stock Other -1.5M -10% 13.5M Nov 18, 2021 Sequoia Capital XII, L.P. F1, F2, F3
transaction U Common Stock Other -229K -10% 2.06M Nov 18, 2021 Sequoia Capital XII Principals Fund, LLC F1, F2, F3
transaction U Common Stock Other -80.1K -10% 721K Nov 18, 2021 Sequoia Technology Partners XII, L.P. F1, F2, F3
transaction U Common Stock Other -983K -10% 8.85M Nov 18, 2021 Sequoia Capital Global Growth Fund, L.P. F1, F2, F3
transaction U Common Stock Other -35.7K -10% 321K Nov 18, 2021 Sequoia Capital Global Growth Principals Fund, L.P. F1, F2, F3
transaction U Common Stock Other -421K -10% 3.79M Nov 18, 2021 Sequoia Capital U.S. Growth Fund VI, L.P. F1, F2, F3
transaction U Common Stock Other -30.1K -10% 271K Nov 18, 2021 Sequoia Capital U.S. Growth VI Principals Fund, L.P. F1, F2, F3
transaction U Common Stock Other -195K -10% 1.75M Nov 18, 2021 By Sequoia Grove II, LLC ( F1, F5
transaction U Common Stock Other +31.1K +2.23% 1.42M Nov 18, 2021 By estate planning vehicle F1
holding U Common Stock 17.3K Nov 18, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2 The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). SC XII Management, LLC is a general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII),
F3 (continued from footnote 2) and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the GGFIII are made by an investment committee that includes the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities included in this report, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4 Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the date of the Issuer's first annual meeting of stockholders that occurs following the completion of the Issuer's initial public offering, subject to the Reporting Person's continued service through that date.
F5 The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.