Neil Miotto - 05 Jun 2019 Form 3/A - Amendment Insider Report for UpHealth, Inc.

Role: Director, 10%+ Owner
Signature: Neil Miotto
Issuer symbol: N/A
Transactions as of: 05 Jun 2019
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 16 Aug 2021, 21:53:09 UTC
Date Of Original Report: 05 Jun 2019
Previous filing: 02 Jul 2021
Next filing: 01 Jul 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UPH	Common Stock						3,482,500	05 Jun 2019	By GigAcquisitions2, LLC (see note below)	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes up to 454,891 shares of Common Stock that were subject to forfeiture. The underwriters' exercised the over-allotment option on June 13, 2019. Consequently, no shares were forfeited.
F2	The Common Stock is held directly by GigAcquisitions, LLC (the "Sponsor"). Mr. Miotto is a member of GigFounders, LLC ("GigFounders"), which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entitles GigFounders to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders.

Content

Includes up to 454,891 shares of Common Stock that were subject to forfeiture. The underwriters' exercised the over-allotment option on June 13, 2019. Consequently, no shares were forfeited.

The Common Stock is held directly by GigAcquisitions, LLC (the "Sponsor"). Mr. Miotto is a member of GigFounders, LLC ("GigFounders"), which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entitles GigFounders to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders.