| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLR | Common Stock | Purchase | $3.56M | +356K | +12.46% | $10.00 | 3.21M | Dec 7, 2017 | By GigAcquisitions, LLC (see note below) | F1, F2, F3 |
| transaction | KLR | Common Stock | Purchase | $63.7K | +6.37K | +0.2% | $10.00 | 3.22M | Jan 9, 2018 | By GigAcquisitions, LLC (see note below) | F1, F3 |
| transaction | KLR | Common Stock | Other | -800K | -24.84% | 2.42M | Aug 9, 2019 | By GigAcquisitions, LLC (see note below) | F3, F4 | ||
| transaction | KLR | Common Stock | Other | +607K | 607K | Aug 9, 2019 | By GigFounders, LLC (see note below) | F4, F5 | |||
| transaction | KLR | Common Stock | Other | -91.3K | -3.78% | 2.33M | Oct 11, 2019 | By GigAcquisitions, LLC (see note below) | F3, F4, F6 | ||
| transaction | KLR | Common Stock | Other | +69.4K | +11.42% | 676K | Oct 11, 2019 | By GigFounders, LLC (see note below) | F4, F5, F6 | ||
| transaction | KLR | Common Stock | Other | -51.8K | -2.22% | 2.28M | Nov 12, 2019 | By GigAcquisitions, LLC (see note below) | F3, F4, F7 | ||
| transaction | KLR | Common Stock | Other | +39.3K | +5.81% | 716K | Nov 12, 2019 | By GigFounders, LLC (see note below) | F4, F5, F7 | ||
| transaction | KLR | Common Stock | Options Exercise | +36.2K | +1.59% | 2.31M | Nov 25, 2019 | By GigAcquisitions, LLC (see note below) | F3, F8 | ||
| transaction | KLR | Common Stock | Other | $0 | -1.88M | -81.15% | $0.00 | 436K | Dec 1, 2020 | By GigAcquisitions, LLC (see note below) | F3, F9 |
| transaction | KLR | Common Stock | Other | $0 | -716K | -100% | $0.00* | 0 | Dec 1, 2020 | By GigFounders, LLC (see note below) | F5, F10 |
| transaction | KLR | Common Stock | Other | $0 | -436K | -100% | $0.00* | 0 | Mar 17, 2021 | By GigAcquisitions, LLC (see note below) | F3, F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLR | Private Warrants | Purchase | $2.67M | +267K | $10.00 | 267K | Dec 7, 2017 | Common Stock | 267K | $11.50 | By GigAcquisitions, LLC (see note below) | F1, F3, F12, F13 | |
| transaction | KLR | Private Rights | Purchase | $3.56M | +356K | $10.00 | 356K | Dec 7, 2017 | Common Stock | 35.6K | By GigAcquisitions, LLC (see note below) | F1, F3, F14, F15, F16 | ||
| transaction | KLR | Private Warrants | Purchase | $47.8K | +4.78K | +1.79% | $10.00 | 272K | Jan 9, 2018 | Common Stock | 4.78K | $11.50 | By GigAcquisitions, LLC (see note below) | F1, F3, F12, F13 |
| transaction | KLR | Private Rights | Purchase | $63.7K | +6.37K | +1.79% | $10.00 | 362K | Jan 9, 2018 | Common Stock | 637 | By GigAcquisitions, LLC (see note below) | F1, F3, F8, F15, F16 | |
| transaction | KLR | Private Rights | Options Exercise | $3.62M | +362K | $10.00 | 0 | Nov 25, 2019 | Common Stock | 36.2K | By GigAcquisitions, LLC (see note below) | F1, F3, F14, F15, F16 | ||
| transaction | KLR | Private Warrants | Other | $0 | -272K | -100% | $0.00* | 0 | Feb 11, 2021 | Common Stock | 272K | $11.50 | By GigAcquisitions, LLC (see note below) | F3, F12, F13, F17 |
| transaction | KLR | Private Warrants | Other | $0 | +17.7K | $0.00 | 17.7K | Feb 11, 2021 | Common Stock | 17.7K | $11.50 | Direct | F12, F13, F17 |
| Id | Content |
|---|---|
| F1 | $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, (ii) 3/4ths of a Private Warrant exercisable at price of $11.50 per whole share of Common Stock, and (iii) one Private Right which entitles the holder to receive 1/10th of one share of Common Stock upon the consummation of the Company's business combination. |
| F2 | Includes 2,856,607 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on December 7, 2017. Includes up to 379,464 shares of Common Stock that were subject to forfeiture. The underwriters exercised the over-allotment option on January 9, 2018. Consequently, no shares were forfeited. |
| F3 | The Common Stock, Private Warrants, and Private Rights constituting the Private Units are held directly by GigAcquisitions, LLC (the "Sponsor"). Mr. Miotto is a member of GigFounders, LLC ("GigFounders"), which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor. Subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders, LLC. |
| F4 | As reported by GigCapital, Inc. ("GigCapital") in its Current Report on Form 8-K as filed with the SEC on August 12, 2019, in connection with the assumption of the obligation to fund additional extension note payments for the third and fourth extension, and the additional working capital needs of GigCapital, a portion of the Common Shares held by the Sponsor were transferred to the three other Founders (as defined in such Form 8-K), GigFounders, and certain other members of the Sponsor. |
| F5 | The Common Stock is held directly by GigFounders. The Common Stock held by GigFounders is beneficially owned by Mr. Miotto. Mr. Miotto is a member of GigFounders. |
| F6 | As reported by GigCapital in its Current Report on Form 8-K as filed with the SEC on October 15, 2019, in connection with the assumption of the obligation to fund additional extension note payments for the third and fourth extension, and the additional working capital needs of GigCapital, a portion of the Common Shares held by the Sponsor were transferred to the three other Founders (as defined in such Form 8-K), GigFounders, and certain other members of the Sponsor. |
| F7 | As reported by GigCapital in its Current Report on Form 8-K as filed with the SEC on November 13, 2019, in connection with the assumption of the obligation to fund additional extension note payments for the sixth extension, a portion of the Common Shares held by the Sponsor were transferred to the three other Founders (as defined in such Form 8-K), GigFounders, and certain other members of the Sponsor. |
| F8 | As previously disclosed, the private rights entitled the holder to receive 1/10th of a share of Common Stock upon consummation of the Company's initial business combination without paying any additional consideration. |
| F9 | Distribution of Common Stock to the Sponsor's members. |
| F10 | Distribution of Common Stock to GigFounders' members. |
| F11 | Forfeiture of the 2020 Earnout Shares pursuant to Stock Purchase Agreement entered into on February 22, 2019 for no consideration. |
| F12 | The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering. |
| F13 | The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination. |
| F14 | The private rights entitle the holder to receive 1/10th of a share of Common Stock upon consummation of the Company's initial business combination without paying any additional consideration. |
| F15 | Upon the consummation of the Company's initial business combination. |
| F16 | If the Company is unable to complete its initial business combination within 18 months from the closing date of the offering the Private Rights will expire worthless. |
| F17 | Distribution of Private Warrants to direct and indirect members of the Sponsor. |