James F. Getz - Jan 14, 2022 Form 4 Insider Report for TriState Capital Holdings, Inc. (TSC)

Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Stock symbol
TSC
Transactions as of
Jan 14, 2022
Transactions value $
-$1,915,495
Form type
4
Date filed
1/26/2022, 07:54 AM
Previous filing
Nov 10, 2021
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Tax liability -$215K -6.68K -1.6% $32.25 412K Jan 14, 2022 Direct F1, F2
transaction TSC Common Stock Tax liability -$1.7M -52.6K -12.78% $32.32 359K Jan 17, 2022 Direct F2, F3
transaction TSC Common Stock Award $0 +67.8K +18.88% $0.00 427K Jan 20, 2022 Direct F2
holding TSC Common Stock 549K Jan 14, 2022 Direct F4
holding TSC Common Stock 347K Jan 14, 2022 By Getz Enterprises, L.P. F5
holding TSC Common Stock 142K Jan 14, 2022 By Stephens Inc. FBO James F. Getz Individual Retirement Account F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the withholding of 6,675 shares of common stock to satisfy tax obligations resulting from the vesting of 16,093 shares of restricted stock. The number of shares withheld was determined on January 14, 2022 based on the closing price of the Issuer's common stock on January 13, 2022 and is not a market sale of securities.
F2 Owned by Mr. Getz individually.
F3 Reflects the withholding of 52,606 shares of common stock to satisfy tax obligations resulting from the vesting of 126,613 shares of restricted stock. The number of shares withheld was determined on January 17, 2022 based on the closing price of the Issuer's common stock on January 14, 2022 and is not a market sale of securities.
F4 Shares held jointly by Mr. Getz and his wife.
F5 The Reporting Person is the general partner of this entity.
F6 The Reporting Person is the beneficiary of this account.