James F. Getz - Nov 1, 2021 Form 4 Insider Report for TriState Capital Holdings, Inc. (TSC)

Role
CHAIRMAN, PRESIDENT AND CEO, Director
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Stock symbol
TSC
Transactions as of
Nov 1, 2021
Transactions value $
-$107,759
Form type
4
Date filed
11/10/2021, 04:34 PM
Next filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Sale -$108K -3.59K -2.46% $30.05 142K Nov 1, 2021 By Stephens Inc. FBO James F. Getz Individual Retirement Account F1, F2
holding TSC Common Stock 347K Nov 1, 2021 By Getz Enterprises, L.P. F3
holding TSC Common Stock 418K Nov 1, 2021 Direct F4
holding TSC Common Stock 549K Nov 1, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold by the Reporting Person's IRA, which has as its sole assets shares of the Company, to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws.
F2 The Reporting Person is the beneficiary of this account.
F3 The Reporting Person is the general partner of this entity.
F4 Owned by the Reporting Person individually.
F5 Shares held jointly by the Reporting Person and spouse.