James F. Getz - 01 Nov 2021 Form 4 Insider Report for TriState Capital Holdings, Inc.

Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Nov 2021
Net transactions value
-$107,759
Form type
4
Filing time
10 Nov 2021, 16:34:19 UTC
Next filing
26 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Sale $107,759 -3,586 -2.5% $30.05 141,922 01 Nov 2021 By Stephens Inc. FBO James F. Getz Individual Retirement Account F1, F2
holding TSC Common Stock 347,173 01 Nov 2021 By Getz Enterprises, L.P. F3
holding TSC Common Stock 418,197 01 Nov 2021 Direct F4
holding TSC Common Stock 549,210 01 Nov 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold by the Reporting Person's IRA, which has as its sole assets shares of the Company, to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws.
F2 The Reporting Person is the beneficiary of this account.
F3 The Reporting Person is the general partner of this entity.
F4 Owned by the Reporting Person individually.
F5 Shares held jointly by the Reporting Person and spouse.