| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AWR | Common Shares | Award | $1,864 | +26 | +0.02% | $71.64 | 167,635 | 01 Mar 2024 | Direct | F1 |
| transaction | AWR | Common Shares | Award | $0 | +856 | +0.51% | $0.000000 | 168,491 | 05 Mar 2024 | Direct | F2 |
| transaction | AWR | Common Shares | Award | $0 | +6,425 | +3.8% | $0.000000 | 174,916 | 13 Mar 2024 | Direct | |
| transaction | AWR | Common Shares | Award | $1,145,061 | +15,950 | +9.1% | $71.79 | 190,866 | 15 Mar 2024 | Direct | |
| transaction | AWR | Common Shares | Tax liability | $580,108 | -8,081 | -4.2% | $71.79 | 182,786 | 15 Mar 2024 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Der units credited on 03/01/2024 at FMV |
| F2 | Updated DRIP |
| F3 | 8080.6270 shares withheld to satisfy tax liability |