Robert J. Sprowls - Feb 13, 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
President & CEO
Signature
/s/ Robert J Sprowls
Stock symbol
AWR
Transactions as of
Feb 13, 2024
Transactions value $
-$93,568
Form type
4
Date filed
2/13/2024, 02:56 PM
Previous filing
Mar 17, 2023
Next filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $3.39K +38.1 +0.02% $88.79 167K Jun 1, 2023 Direct F1
transaction AWR Common Stocks Award $0 +612 +0.37% $0.00 167K Jun 5, 2023 Direct F2
transaction AWR Common Stocks Award $3.68K +43.8 +0.03% $84.07 168K Sep 1, 2023 Direct F3
transaction AWR Common Stocks Award $0 +688 +0.41% $0.00 168K Sep 6, 2023 Direct F2
transaction AWR Common Stocks Award $3.7K +45.5 +0.03% $81.26 168K Dec 1, 2023 Direct F4
transaction AWR Common Stocks Award $0 +745 +0.44% $0.00 169K Dec 5, 2023 Direct F2
transaction AWR Common Stocks Disposed to Issuer $0 -2.67 0% $0.00 169K Jan 16, 2024 Direct F5
transaction AWR Common Stocks Award $0 +14.2 +0.01% $0.00 169K Jan 16, 2024 401k F6
transaction AWR Common Stocls Tax liability -$35.5K -472 -0.28% $75.11 169K Feb 9, 2024 Direct F7
transaction AWR Common Stocks Tax liability -$32K -425 -0.25% $75.11 168K Feb 9, 2024 Direct F8
transaction AWR Common Stocls Tax liability -$36.9K -491 -0.29% $75.11 168K Feb 9, 2024 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 06/01/2023 as dividend at FMV
F2 Updated DRIP
F3 DER Units credited on 09/01/2023 at FMV
F4 DER units credited on 09/01/2023 at FMV
F5 adjustment for partial share
F6 Updated 401(k)
F7 472.1632 units withheld to satisfy tax liability
F8 425.4055 units withheld to satisfy tax liability
F9 491.4503 units withheld to satisfy tax liability