Robert J. Sprowls - 13 Feb 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
President & CEO
Signature
/s/ Robert J Sprowls
Issuer symbol
AWR
Transactions as of
13 Feb 2024
Net transactions value
-$93,568
Form type
4
Filing time
13 Feb 2024, 14:56:37 UTC
Previous filing
17 Mar 2023
Next filing
15 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $3,385 +38 +0.02% $88.79 166,866 01 Jun 2023 Direct F1
transaction AWR Common Stocks Award $0 +612 +0.37% $0.000000 167,478 05 Jun 2023 Direct F2
transaction AWR Common Stocks Award $3,679 +44 +0.03% $84.07 167,522 01 Sep 2023 Direct F3
transaction AWR Common Stocks Award $0 +688 +0.41% $0.000000 168,210 06 Sep 2023 Direct F2
transaction AWR Common Stocks Award $3,697 +46 +0.03% $81.26 168,255 01 Dec 2023 Direct F4
transaction AWR Common Stocks Award $0 +745 +0.44% $0.000000 169,000 05 Dec 2023 Direct F2
transaction AWR Common Stocks Disposed to Issuer $0 -3 -0% $0.000000 168,998 16 Jan 2024 Direct F5
transaction AWR Common Stocks Award $0 +14 +0.01% $0.000000 168,998 16 Jan 2024 401k F6
transaction AWR Common Stocls Tax liability $35,464 -472 -0.28% $75.11 168,525 09 Feb 2024 Direct F7
transaction AWR Common Stocks Tax liability $31,952 -425 -0.25% $75.11 168,100 09 Feb 2024 Direct F8
transaction AWR Common Stocls Tax liability $36,913 -491 -0.29% $75.11 167,609 09 Feb 2024 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 06/01/2023 as dividend at FMV
F2 Updated DRIP
F3 DER Units credited on 09/01/2023 at FMV
F4 DER units credited on 09/01/2023 at FMV
F5 adjustment for partial share
F6 Updated 401(k)
F7 472.1632 units withheld to satisfy tax liability
F8 425.4055 units withheld to satisfy tax liability
F9 491.4503 units withheld to satisfy tax liability