Jennifer A. Baldock - Jul 3, 2023 Form 4 Insider Report for IES Holdings, Inc. (IESC)

Role
Director
Signature
/s/ Mary K. Newman, Attorney-in-Fact
Stock symbol
IESC
Transactions as of
Jul 3, 2023
Transactions value $
$0
Form type
4
Date filed
7/5/2023, 05:45 PM
Previous filing
Apr 4, 2023
Next filing
Oct 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IESC Common Stock Award $0 +318 +8.75% $0.00 3.95K Jul 3, 2023 Direct F1
holding IESC Common Stock 375 Jul 3, 2023 Held in Family LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Ms. Baldock electing to receive PSUs in lieu of cash or common stock for that portion of her retainer. Each unit converts to one share of IES common stock when either (i) Ms. Baldock leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.
F2 The reporting person is a co-manager of the family limited liability company that owns the reported securities.