Thomas J. Henning - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Risk Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Thomas J Henning
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$9,109
Form type
4
Date filed
3/16/2023, 05:33 PM
Previous filing
Feb 24, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $13.4K +588 +12.12% $22.83 5.44K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $12K +527 +9.69% $22.83 5.97K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $23.4K +1.03K +17.18% $22.83 6.99K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$9.11K -399 -5.71% $22.83 6.59K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$13.4K -588 -100% $22.83 0 Mar 15, 2023 Common Stock 588 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$12K -527 -49.3% $22.83 542 Mar 15, 2023 Common Stock 527 $0.00 Direct F1
transaction HFWA Restricted Stock Units Options Exercise -$23.4K -1.03K -33.31% $22.83 2.05K Mar 15, 2023 Common Stock 1.03K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2021
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.