Thomas J. Henning - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Risk Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Thomas J Henning
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$9,109
Form type
4
Filing time
16 Mar 2023, 17:33:52 UTC
Previous filing
24 Feb 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $13,424 +588 +12% $22.83 5,439 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $12,031 +527 +9.7% $22.83 5,966 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $23,401 +1,025 +17% $22.83 6,991 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $9,109 -399 -5.7% $22.83 6,592 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $13,424 -588 -100% $22.83 0 15 Mar 2023 Common Stock 588 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $12,031 -527 -49% $22.83 542 15 Mar 2023 Common Stock 527 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $23,401 -1,025 -33% $22.83 2,052 15 Mar 2023 Common Stock 1,025 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2021
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.