Thomas J. Henning - 22 Feb 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Risk Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Thomas J Henning
Issuer symbol
HFWA
Transactions as of
22 Feb 2023
Net transactions value
+$197,140
Form type
4
Filing time
24 Feb 2023, 11:06:32 UTC
Previous filing
21 Dec 2022
Next filing
16 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Award $122,113 +4,318 $28.28 4,318 22 Feb 2023 Common Stock 4,318 $0.000000 Direct F1, F2
transaction HFWA Restricted Stock Units Award $75,027 +2,653 $28.28 2,653 22 Feb 2023 Common Stock 2,653 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2023
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one fifth per year over a five year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.