| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $118,752 | +29,688 | +0.37% | $4.00* | 7,948,563 | 13 Sep 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | $89,115 | -200 | -0% | $445.58 | 7,948,363 | 13 Sep 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | $179,004 | -400 | -0.01% | $447.51 | 7,947,963 | 13 Sep 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | $448,788 | -1,000 | -0.01% | $448.79 | 7,946,963 | 13 Sep 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | $944,852 | -2,100 | -0.03% | $449.93 | 7,944,863 | 13 Sep 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | $721,807 | -1,600 | -0.02% | $451.13 | 7,943,263 | 13 Sep 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | $1,763,500 | -3,900 | -0.05% | $452.18 | 7,939,363 | 13 Sep 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | $1,785,090 | -3,939 | -0.05% | $453.18 | 7,935,424 | 13 Sep 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | $1,779,533 | -3,918 | -0.05% | $454.19 | 7,931,506 | 13 Sep 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | $1,815,917 | -3,990 | -0.05% | $455.12 | 7,927,516 | 13 Sep 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | $1,612,146 | -3,532 | -0.04% | $456.44 | 7,923,984 | 13 Sep 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Sale | $1,422,003 | -3,109 | -0.04% | $457.38 | 7,920,875 | 13 Sep 2023 | Direct | F1, F12 |
| transaction | NVDA | Common Stock | Sale | $733,147 | -1,600 | -0.02% | $458.22 | 7,919,275 | 13 Sep 2023 | Direct | F1, F13 |
| transaction | NVDA | Common Stock | Sale | $183,605 | -400 | -0.01% | $459.01 | 7,918,875 | 13 Sep 2023 | Direct | F1, F14 |
| holding | NVDA | Common Stock | 60,596,828 | 12 Sep 2023 | By Trust | F15 | |||||
| holding | NVDA | Common Stock | 4,948,956 | 12 Sep 2023 | By Partnership | F16 | |||||
| holding | NVDA | Common Stock | 2,228,000 | 12 Sep 2023 | By Irrevocable Trust | F17 | |||||
| holding | NVDA | Common Stock | 5,007,800 | 12 Sep 2023 | By Irrevocable Remainder Trust | F18 | |||||
| holding | NVDA | Common Stock | 2,969,628 | 12 Sep 2023 | The Lori Lynn Huang 2016 Annuity Trust II Agreement | ||||||
| holding | NVDA | Common Stock | 2,969,628 | 12 Sep 2023 | The Jen-Hsun Huang 2016 Annuity Trust II Agreement |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29,688 | -17% | $0.000000 | 148,434 | 13 Sep 2023 | Common Stock | 29,688 | $4.00 | Direct | F1, F19 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Represents weighted average sales price. The shares were sold at prices ranging from $445.48 to $445.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $447.05 to $447.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $448.24 to $449.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $449.48 to $450.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $450.54 to $451.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $451.66 to $452.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $452.67 to $453.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $453.73 to $454.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $454.73 to $455.70. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $455.85 to $456.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Represents weighted average sales price. The shares were sold at prices ranging from $456.88 to $457.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F13 | Represents weighted average sales price. The shares were sold at prices ranging from $457.96 to $458.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F14 | Represents weighted average sales price. The shares were sold at prices ranging from $458.97 to $459.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F15 | The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. |
| F16 | The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. |
| F17 | The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee. |
| F18 | The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee. |
| F19 | Fully vested. |
This is the second of two Form 4s being filed for the same Reporting Person for transactions made on September 12, 2023 and September 13, 2023.