| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $119K | +29.7K | +0.38% | $4.00* | 7.83M | Sep 1, 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | -$338K | -700 | -0.01% | $482.53 | 7.83M | Sep 1, 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | -$1.29M | -2.67K | -0.03% | $483.33 | 7.83M | Sep 1, 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | -$2.24M | -4.63K | -0.06% | $484.41 | 7.82M | Sep 1, 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | -$3.69M | -7.61K | -0.1% | $485.29 | 7.81M | Sep 1, 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | -$2.71M | -5.58K | -0.07% | $486.31 | 7.81M | Sep 1, 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | -$1.27M | -2.6K | -0.03% | $487.28 | 7.81M | Sep 1, 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | -$1.12M | -2.3K | -0.03% | $488.38 | 7.8M | Sep 1, 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | -$538K | -1.1K | -0.01% | $489.41 | 7.8M | Sep 1, 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | -$98.1K | -200 | 0% | $490.62 | 7.8M | Sep 1, 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Sale | -$197K | -400 | -0.01% | $491.62 | 7.8M | Sep 1, 2023 | Direct | F1, F12 |
| transaction | NVDA | Common Stock | Sale | -$296K | -600 | -0.01% | $492.79 | 7.8M | Sep 1, 2023 | Direct | F1, F13 |
| transaction | NVDA | Common Stock | Sale | -$198K | -400 | -0.01% | $494.45 | 7.8M | Sep 1, 2023 | Direct | F1, F14 |
| transaction | NVDA | Common Stock | Sale | -$248K | -500 | -0.01% | $495.63 | 7.8M | Sep 1, 2023 | Direct | F1, F15 |
| transaction | NVDA | Common Stock | Sale | -$149K | -300 | 0% | $496.92 | 7.8M | Sep 1, 2023 | Direct | F1, F16 |
| transaction | NVDA | Common Stock | Sale | -$49.8K | -100 | 0% | $497.82 | 7.8M | Sep 1, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Options Exercise | $119K | +29.7K | +0.38% | $4.00* | 7.83M | Sep 5, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$47.9K | -100 | 0% | $478.97 | 7.83M | Sep 5, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$480K | -1K | -0.01% | $480.48 | 7.83M | Sep 5, 2023 | Direct | F1, F17 |
| transaction | NVDA | Common Stock | Sale | -$770K | -1.6K | -0.02% | $481.43 | 7.83M | Sep 5, 2023 | Direct | F1, F18 |
| transaction | NVDA | Common Stock | Sale | -$1.5M | -3.1K | -0.04% | $482.63 | 7.82M | Sep 5, 2023 | Direct | F1, F19 |
| transaction | NVDA | Common Stock | Sale | -$2.47M | -5.1K | -0.07% | $483.59 | 7.82M | Sep 5, 2023 | Direct | F1, F20 |
| transaction | NVDA | Common Stock | Sale | -$2.95M | -6.08K | -0.08% | $484.58 | 7.81M | Sep 5, 2023 | Direct | F1, F21 |
| transaction | NVDA | Common Stock | Sale | -$2.58M | -5.32K | -0.07% | $485.61 | 7.81M | Sep 5, 2023 | Direct | F1, F22 |
| transaction | NVDA | Common Stock | Sale | -$2.44M | -5.01K | -0.06% | $486.64 | 7.8M | Sep 5, 2023 | Direct | F1, F23 |
| transaction | NVDA | Common Stock | Sale | -$1.06M | -2.18K | -0.03% | $487.62 | 7.8M | Sep 5, 2023 | Direct | F1, F24 |
| transaction | NVDA | Common Stock | Sale | -$97.6K | -200 | 0% | $488.24 | 7.8M | Sep 5, 2023 | Direct | F1, F25 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29.7K | -6.25% | $0.00 | 445K | Sep 1, 2023 | Common Stock | 29.7K | $4.00 | Direct | F1, F26 |
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29.7K | -6.67% | $0.00 | 416K | Sep 5, 2023 | Common Stock | 29.7K | $4.00 | Direct | F1, F26 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Includes 26 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2023. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $481.84 to $482.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $482.84 to $483.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $483.86 to $484.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $484.86 to $485.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $485.86 to $486.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $486.87 to $487.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $487.92 to $488.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $489.09 to $489.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $490.14 to $491.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Represents weighted average sales price. The shares were sold at prices ranging from $491.37 to $491.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F13 | Represents weighted average sales price. The shares were sold at prices ranging from $492.38 to $493.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F14 | Represents weighted average sales price. The shares were sold at prices ranging from $493.83 to $494.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F15 | Represents weighted average sales price. The shares were sold at prices ranging from $495.21 to $496.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F16 | Represents weighted average sales price. The shares were sold at prices ranging from $496.74 to $497.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F17 | Represents weighted average sales price. The shares were sold at prices ranging from $480.05 to $480.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F18 | Represents weighted average sales price. The shares were sold at prices ranging from $481.08 to $481.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F19 | Represents weighted average sales price. The shares were sold at prices ranging from $482.10 to $483.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F20 | Represents weighted average sales price. The shares were sold at prices ranging from $483.10 to $484.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F21 | Represents weighted average sales price. The shares were sold at prices ranging from $484.12 to $485.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F22 | Represents weighted average sales price. The shares were sold at prices ranging from $485.12 to $486.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F23 | Represents weighted average sales price. The shares were sold at prices ranging from $486.18 to $487.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F24 | Represents weighted average sales price. The shares were sold at prices ranging from $487.18 to $487.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F25 | Represents weighted average sales price. The shares were sold at prices ranging from $488.23 to $488.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F26 | Fully vested. |
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 1, 2023, September 5, 2023, and September 6, 2023.