| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $118,752 | +29,688 | +0.38% | $4.00* | 7,829,813 | 01 Sep 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | $337,773 | -700 | -0.01% | $482.53 | 7,829,113 | 01 Sep 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | $1,292,435 | -2,674 | -0.03% | $483.33 | 7,826,439 | 01 Sep 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | $2,244,747 | -4,634 | -0.06% | $484.41 | 7,821,805 | 01 Sep 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | $3,690,619 | -7,605 | -0.1% | $485.29 | 7,814,200 | 01 Sep 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | $2,711,167 | -5,575 | -0.07% | $486.31 | 7,808,625 | 01 Sep 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | $1,266,937 | -2,600 | -0.03% | $487.28 | 7,806,025 | 01 Sep 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | $1,123,281 | -2,300 | -0.03% | $488.38 | 7,803,725 | 01 Sep 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | $538,351 | -1,100 | -0.01% | $489.41 | 7,802,625 | 01 Sep 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | $98,123 | -200 | -0% | $490.62 | 7,802,425 | 01 Sep 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Sale | $196,647 | -400 | -0.01% | $491.62 | 7,802,025 | 01 Sep 2023 | Direct | F1, F12 |
| transaction | NVDA | Common Stock | Sale | $295,672 | -600 | -0.01% | $492.79 | 7,801,425 | 01 Sep 2023 | Direct | F1, F13 |
| transaction | NVDA | Common Stock | Sale | $197,779 | -400 | -0.01% | $494.45 | 7,801,025 | 01 Sep 2023 | Direct | F1, F14 |
| transaction | NVDA | Common Stock | Sale | $247,816 | -500 | -0.01% | $495.63 | 7,800,525 | 01 Sep 2023 | Direct | F1, F15 |
| transaction | NVDA | Common Stock | Sale | $149,077 | -300 | -0% | $496.92 | 7,800,225 | 01 Sep 2023 | Direct | F1, F16 |
| transaction | NVDA | Common Stock | Sale | $49,782 | -100 | -0% | $497.82 | 7,800,125 | 01 Sep 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Options Exercise | $118,752 | +29,688 | +0.38% | $4.00* | 7,829,813 | 05 Sep 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | $47,897 | -100 | -0% | $478.97 | 7,829,713 | 05 Sep 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | $480,482 | -1,000 | -0.01% | $480.48 | 7,828,713 | 05 Sep 2023 | Direct | F1, F17 |
| transaction | NVDA | Common Stock | Sale | $770,284 | -1,600 | -0.02% | $481.43 | 7,827,113 | 05 Sep 2023 | Direct | F1, F18 |
| transaction | NVDA | Common Stock | Sale | $1,496,143 | -3,100 | -0.04% | $482.63 | 7,824,013 | 05 Sep 2023 | Direct | F1, F19 |
| transaction | NVDA | Common Stock | Sale | $2,466,326 | -5,100 | -0.07% | $483.59 | 7,818,913 | 05 Sep 2023 | Direct | F1, F20 |
| transaction | NVDA | Common Stock | Sale | $2,948,174 | -6,084 | -0.08% | $484.58 | 7,812,829 | 05 Sep 2023 | Direct | F1, F21 |
| transaction | NVDA | Common Stock | Sale | $2,581,021 | -5,315 | -0.07% | $485.61 | 7,807,514 | 05 Sep 2023 | Direct | F1, F22 |
| transaction | NVDA | Common Stock | Sale | $2,437,090 | -5,008 | -0.06% | $486.64 | 7,802,506 | 05 Sep 2023 | Direct | F1, F23 |
| transaction | NVDA | Common Stock | Sale | $1,063,495 | -2,181 | -0.03% | $487.62 | 7,800,325 | 05 Sep 2023 | Direct | F1, F24 |
| transaction | NVDA | Common Stock | Sale | $97,648 | -200 | -0% | $488.24 | 7,800,125 | 05 Sep 2023 | Direct | F1, F25 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29,688 | -6.3% | $0.000000 | 445,312 | 01 Sep 2023 | Common Stock | 29,688 | $4.00 | Direct | F1, F26 |
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29,688 | -6.7% | $0.000000 | 415,624 | 05 Sep 2023 | Common Stock | 29,688 | $4.00 | Direct | F1, F26 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Includes 26 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2023. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $481.84 to $482.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $482.84 to $483.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $483.86 to $484.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $484.86 to $485.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $485.86 to $486.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $486.87 to $487.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $487.92 to $488.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $489.09 to $489.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $490.14 to $491.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Represents weighted average sales price. The shares were sold at prices ranging from $491.37 to $491.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F13 | Represents weighted average sales price. The shares were sold at prices ranging from $492.38 to $493.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F14 | Represents weighted average sales price. The shares were sold at prices ranging from $493.83 to $494.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F15 | Represents weighted average sales price. The shares were sold at prices ranging from $495.21 to $496.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F16 | Represents weighted average sales price. The shares were sold at prices ranging from $496.74 to $497.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F17 | Represents weighted average sales price. The shares were sold at prices ranging from $480.05 to $480.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F18 | Represents weighted average sales price. The shares were sold at prices ranging from $481.08 to $481.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F19 | Represents weighted average sales price. The shares were sold at prices ranging from $482.10 to $483.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F20 | Represents weighted average sales price. The shares were sold at prices ranging from $483.10 to $484.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F21 | Represents weighted average sales price. The shares were sold at prices ranging from $484.12 to $485.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F22 | Represents weighted average sales price. The shares were sold at prices ranging from $485.12 to $486.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F23 | Represents weighted average sales price. The shares were sold at prices ranging from $486.18 to $487.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F24 | Represents weighted average sales price. The shares were sold at prices ranging from $487.18 to $487.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F25 | Represents weighted average sales price. The shares were sold at prices ranging from $488.23 to $488.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F26 | Fully vested. |
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 1, 2023, September 5, 2023, and September 6, 2023.