ALBERT G. LOWENTHAL - 30 Jan 2024 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role: CEO, Director, 10%+ Owner
Signature: /s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Issuer symbol: OPY
Transactions as of: 30 Jan 2024
Net transactions value: $0
Form type: 4
Filing time: 01 Feb 2024, 09:24:28 UTC
Previous filing: 29 Jan 2024
Next filing: 07 Feb 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPY	Class A non-voting common stock	Other		+40,683	+34%		159,462	30 Jan 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPY	Restricted Class A non-voting common stock	Other		-75,472	-16%		382,000	30 Jan 2024	Class A non-voting common stock	75,472		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited.