ALBERT G. LOWENTHAL - 25 Jan 2024 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Issuer symbol
OPY
Transactions as of
25 Jan 2024
Net transactions value
$0
Form type
4
Filing time
29 Jan 2024, 10:39:30 UTC
Previous filing
13 Feb 2024
Next filing
01 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other +40,000 +9.6% 457,472 25 Jan 2024 Class A non-voting common stock 40,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death.