Nicole M. Iannacone - 30 Jun 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Signature
/s/ Nicole M. Iannacone
Issuer symbol
EFSC
Transactions as of
30 Jun 2025
Net transactions value
+$21,078
Form type
4
Filing time
09 Jul 2025, 09:47:15 UTC
Previous filing
06 Mar 2025
Next filing
12 Feb 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
IANNACONE NICOLE M SEVP, Chief Legal Officer 150 N. MERAMEC, CLAYTON /s/ Nicole M. Iannacone 09 Jul 2025 0001731826

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Other $21,078 +450 +2.4% $46.84 18,839 30 Jun 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Non Qualified Stock Option (Right to Buy) 4,521 30 Jun 2025 Common Stock 4,521 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 4,946 30 Jun 2025 Common Stock 4,946 $48.34 Direct F3
holding EFSC Non Qualified Stock Option (Right to Buy) 4,985 30 Jun 2025 Common Stock 4,985 $54.46 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 7,551 30 Jun 2025 Common Stock 7,551 $39.50 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 3,976 30 Jun 2025 Common Stock 3,976 $57.17 Direct F6
holding EFSC Restricted Share Units 1,019 30 Jun 2025 Common Stock 1,019 Direct F7, F8
holding EFSC Restricted Share Units 1,443 30 Jun 2025 Common Stock 1,443 Direct F7, F9
holding EFSC Restricted Share Units 1,330 30 Jun 2025 Common Stock 1,330 Direct F7, F10
holding EFSC Restricted Share Units 6,652 30 Jun 2025 Common Stock 6,652 Direct F7, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).
F2 In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.
F3 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F4 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F6 The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F7 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F8 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F9 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F10 The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F11 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.